-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0EdaLeh3NC3UhPWpLv/Ws2OGMDtacb29XUqXw7AKU4Dkqf+qBHbp4SSFm5ZDNnz 1bLp1hQcJVlMqGIUSCT27A== 0000899243-01-500033.txt : 20010410 0000899243-01-500033.hdr.sgml : 20010410 ACCESSION NUMBER: 0000899243-01-500033 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010405 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NBC CAPITAL CORP CENTRAL INDEX KEY: 0000742054 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 640694775 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-35512 FILM NUMBER: 1596012 BUSINESS ADDRESS: STREET 1: NBC PLZ STREET 2: P O BOX 1187 CITY: STARKVILLE STATE: MS ZIP: 39759 BUSINESS PHONE: 6013431341 MAIL ADDRESS: STREET 1: NBC PLAZA STREET 2: P O BOX 1187 CITY: STARKVILLE STATE: MS ZIP: 39759 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL BANK OF COMMERCE EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001084445 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 646190184 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: NBC PLZ STREET 2: P O BOX 1187 CITY: STARKVILLE STATE: MS ZIP: 39759 BUSINESS PHONE: 6013431341 MAIL ADDRESS: STREET 1: 803 MAIN STREET CITY: COLUMBUS STATE: MS ZIP: 39701 SC 13G/A 1 dsc13ga.txt AMENDMENT #2 TO SCHEDULE 13G FOR ESOP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 2)/1/ INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B) AND (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(B) NBC Capital Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 Par Value Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 628729-10-5 - -------------------------------------------------------------------------------- (CUSIP Number) March 22, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) - ------------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP NO. 628729-10-5 13G PAGE 2 OF 6 PAGES ------------ ----- ----- - ------------------------------------------------------------------------------ 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). National Bank of Commerce Employee Stock Ownership Plan 64-6190184 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Mississippi - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER None NUMBER OF SHARES ----------------------------------------------------------- 6. SHARED VOTING POWER 316,456 BENEFICIALLY OWNED BY ----------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER None REPORTING PERSON ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 316,456 WITH - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 316,456 shares as of April 3, 2001 - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON* EP - ------------------------------------------------------------------------------ CUSIP NO. 628729-10-5 13G PAGE 3 OF 6 PAGES ------------ ----- ----- Item 1. (a) Name of Issuer: NBC Capital Corporation. (b) Address of Issuer's Principal Executive Offices: 301 East Main Street Starkville, Mississippi 39760 Item 2. (a) Name of Person Filing: National Bank of Commerce Employee Stock Ownership Plan. (b) Address of Principal Business Office or, if none, residence: c/o National Bank of Commerce P.O. Box 631 Columbus, Mississippi 3939703-0631 (c) Citizenship: Mississippi (d) Title of Class of Securities: Common Stock, $1.00 Par Value Per Share. (e) CUSIP Number: 628729-10-5 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. CUSIP NO. 628729-10-5 13G PAGE 4 OF 6 PAGES ------------ ----- ----- (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [X] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 316,456 shares as of April 3, 2001. (b) Percent of class: 5.1% (Based on total outstanding shares of 6,222,632 as of March 23, 2001, as reported in NBC Capital Corporation's 10-K for the year ended December 31, 2000.) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 316,456 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 316,456 CUSIP NO. 628729-10-5 13G PAGE 5 OF 6 PAGES ------------ ----- ----- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [_] Item 6. Ownership of More than Five Percent on Behalf of Another Person. All shares beneficially owned by the National Bank of Commerce Employee Stock Ownership Plan are owned on behalf of the beneficiaries of the plan. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of a Group. Not Applicable. Item 10. Certifications. (a) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) Not Applicable. CUSIP NO. 628729-10-5 13G PAGE 6 OF 6 PAGES ------------ ----- ----- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 4, 2001 ---------------------------------- (Date) NATIONAL BANK OF COMMERCE, EMPLOYEE STOCK OWNERSHIP PLAN /s/ Kirk Hardy ---------------------------------- By: Kirk Hardy Title: Vice President and Trust Officer -----END PRIVACY-ENHANCED MESSAGE-----